1. Vision & Mission

2. Rights of Investors

• Know the SEBI registration details of the Research Analyst before subscribing to any applicable research service.
• Receive clear information about applicable fees and charges before subscribing.
• Receive relevant service and compliance information applicable to the subscribed service.
• Raise grievances regarding the services received.
• Escalate unresolved grievances through SEBI SCORES.
• Use SEBI SMART ODR where applicable for eligible disputes.
• Receive services without fraudulent or misleading claims.
• Not be pressured into making a particular investment decision.

3. Obligations of the Research Analyst

• Maintain valid SEBI registration and comply with applicable SEBI regulations.
• Make applicable disclosures, including conflicts of interest.
• Not promise guaranteed returns or assured profits.
• Maintain confidentiality and protect client information.
• Provide an appropriate grievance redressal mechanism.
• Display applicable SEBI registration details on relevant communications and materials.

4. Do's for Investors

• Verify the Research Analyst's SEBI registration before subscribing to applicable research services.
• Read the applicable terms, disclosures, risk information and other compliance documents carefully.
• Make your own investment decisions based on your financial objectives and risk appetite.
• Keep records of payments, communications and service details.
• Report suspected fraud or impersonation through appropriate official channels.

5. Don'ts for Investors

• Do not deal with anyone promising guaranteed or assured returns.
• Do not share your Demat login, trading password, OTP or other confidential account credentials.
• Do not transfer funds to unauthorized persons claiming to represent the Research Analyst.
• Do not make investment decisions solely on the basis of past performance or projected returns.
• Do not redistribute or misuse proprietary research material without permission.

6. Grievance Redressal Mechanism

Investors may first contact us directly regarding any service-related grievance. If the grievance remains unresolved, the applicable regulatory escalation mechanisms may be used.

Official Regulatory Resources